19 Jun 2025
Optical Fibres: Numerical Aperture, Index Profiles, and Modes
Acceptance cone, numerical aperture, step and graded indices, and single- and multimode fibres.
An optical fibre is a cylindrical dielectric waveguide. Its core index $n_1$ exceeds its cladding index $n_2$, so a suitable field is confined by total internal reflection and by the corresponding evanescent cladding field.
Acceptance angle and numerical aperture
Let the external medium have index $n_0$, and let the largest accepted meridional ray enter at half-angle $\theta_a$ to the fibre axis. Refraction at the flat input face gives
\[n_0\sin\theta_a=n_1\sin r,\]where $r$ is the ray angle inside the core relative to the axis. At the core-cladding boundary the incidence angle to the normal is $90^\circ-r$. At the limiting accepted ray this equals the critical angle $\theta_c$:
\[\sin\theta_c=\frac{n_2}{n_1}.\]Therefore
\[\sin r_{\max}=\cos\theta_c =\sqrt{1-\frac{n_2^2}{n_1^2}}.\]Substitution at the input face gives
\[n_0\sin\theta_a =n_1\sqrt{1-\frac{n_2^2}{n_1^2}} =\sqrt{n_1^2-n_2^2}.\]The numerical aperture is
\[\boxed{\mathrm{NA}\equiv n_0\sin\theta_a =\sqrt{n_1^2-n_2^2}}.\]NA is dimensionless. In air, $n_0\simeq1$, so $\theta_a=\sin^{-1}(\mathrm{NA})$.
Define the exact relative index parameter
\[\boxed{\Delta=\frac{n_1^2-n_2^2}{2n_1^2}} \simeq\frac{n_1-n_2}{n_1}\qquad(\Delta\ll1).\]It follows exactly from this definition that
\[\boxed{\mathrm{NA}=n_1\sqrt{2\Delta}}.\]
Step-index fibre
For core radius $a$, an ideal step-index profile is
\[\boxed{n(r)=\begin{cases} n_1,&0\le r<a,\\ n_2,&r\ge a. \end{cases}}\]The abrupt boundary produces total internal reflection in the ray picture. In the wave picture, core solutions are oscillatory Bessel functions and cladding solutions decay exponentially; continuity of tangential $\mathbf E$ and $\mathbf H$ selects the allowed propagation constants.
Graded-index fibre
In a graded-index fibre the core index decreases continuously away from the axis. A common model is
\[\boxed{n^2(r)=n_1^2\left[1-2\Delta\left(\frac ra\right)^g\right], \quad 0\le r<a},\]with $n(r)=n_2$ in the cladding. The exact definition above ensures $n^2(a)=n_1^2(1-2\Delta)=n_2^2$, so the ideal profile joins continuously at the core boundary. The exponent $g$ fixes the profile; $g=2$ is approximately parabolic. Rays bend continuously toward the high-index axis. The parabolic profile reduces intermodal transit-time differences because rays travelling farther from the axis also travel through lower-index, higher-speed regions.
Normalized frequency and guided modes
The fibre normalized frequency is
\[\boxed{V=\frac{2\pi a}{\lambda_0}\mathrm{NA} =\frac{2\pi a}{\lambda_0}\sqrt{n_1^2-n_2^2}}.\]$V$ is dimensionless. It combines core size, vacuum wavelength, and index contrast.
A weakly guiding step-index fibre is single mode when
\[\boxed{V<2.405}.\]The fundamental $\mathrm{LP}_{01}$ mode then propagates, while the next mode is below cutoff. A fibre with $V>2.405$ can support several modes and is called multimode. For large $V$, the approximate number of guided modes including polarization degeneracy is
\[\boxed{M\simeq\frac{V^2}{2}\quad\text{(step index)}}.\]For an approximately parabolic graded-index fibre,
\[\boxed{M\simeq\frac{V^2}{4}\quad\text{(graded index)}}.\]Single-mode fibres avoid intermodal dispersion; multimode fibres accept a larger family of spatial field patterns. These classifications concern transverse guided modes, not optical frequency components.
The exact numerical-aperture identity and its weak-guidance expansion are checked in the Unit II Maxima worksheet; every printed residual is zero.
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